EDUCATION
1989 Bachelor of Science , Specialist in Physics , University of Toronto
INDUSTRY DESIGNATIONS & COURSES
2005 Attained "Canadian Investment Manager" designation (CIM)
2008 Completed the "Chief Compliance Officer" course
2005 Appointed "Vice-President" for Compliance, TD Waterhouse Canada Inc - canceled in 2006
2005 Completed the "Portfolio Management Techniques" course (PMT)
2004 Appointed "Alternate Designated Person" for Compliance, TD Waterhouse Canada Inc - canceled in 2006
2004 Appointed "Alternate Registered Option Principal", TD Waterhouse Canada Inc - canceled in 2006
1999 Appointed "Vice-President" for Compliance, TD Securities Inc
1996 Appointed "Assistant Vice-President" for Compliance, Nesbitt Burns Inc
1996 Licensed as "Alternate Registered Option Principal", Nesbitt Burns Inc
1996 Completed the "Designated and Registered Option Principal" course (DROP)
1995 Licensed as "Registered Representative Non-Retail"
1995 Completed the "Canadian Options Course" (COC)
1995 Completed the "Partners, Directors, Officers" course (PDO)
1995 Completed the "Conduct and Practices Handbook" course (CPH)
1994 Appointed "Commissioner of Oaths" - not renewed in 1997
1993 Completed the "Canadian Investment Management" course, Part I (CIM)
1988 Completed the "Canadian Securities Course" (CSC)
INDUSTRY COMMITTEES
2008 IIROC, Fee Based Working Group
2005 IDA, CLS, Education Subcommittee - Member
2004 IDA, CLS, Retail Fixed Income Subcommittee - Member
2004 IDA, CLS, Education Subcommittee - Former Chairperson
2003 IDA, CLS, Executive Committee - Member
2003 IDA, CLS, Education Subcommittee - Chairperson
2002 IDA, CLS, Education Subcommittee - Member
2001 IDA, CLS, Education Subcommittee - Member
1989 Bachelor of Science , Specialist in Physics , University of Toronto
INDUSTRY DESIGNATIONS & COURSES
2005 Attained "Canadian Investment Manager" designation (CIM)
2008 Completed the "Chief Compliance Officer" course
2005 Appointed "Vice-President" for Compliance, TD Waterhouse Canada Inc - canceled in 2006
2005 Completed the "Portfolio Management Techniques" course (PMT)
2004 Appointed "Alternate Designated Person" for Compliance, TD Waterhouse Canada Inc - canceled in 2006
2004 Appointed "Alternate Registered Option Principal", TD Waterhouse Canada Inc - canceled in 2006
1999 Appointed "Vice-President" for Compliance, TD Securities Inc
1996 Appointed "Assistant Vice-President" for Compliance, Nesbitt Burns Inc
1996 Licensed as "Alternate Registered Option Principal", Nesbitt Burns Inc
1996 Completed the "Designated and Registered Option Principal" course (DROP)
1995 Licensed as "Registered Representative Non-Retail"
1995 Completed the "Canadian Options Course" (COC)
1995 Completed the "Partners, Directors, Officers" course (PDO)
1995 Completed the "Conduct and Practices Handbook" course (CPH)
1994 Appointed "Commissioner of Oaths" - not renewed in 1997
1993 Completed the "Canadian Investment Management" course, Part I (CIM)
1988 Completed the "Canadian Securities Course" (CSC)
INDUSTRY COMMITTEES
2008 IIROC, Fee Based Working Group
2005 IDA, CLS, Education Subcommittee - Member
2004 IDA, CLS, Retail Fixed Income Subcommittee - Member
2004 IDA, CLS, Education Subcommittee - Former Chairperson
2003 IDA, CLS, Executive Committee - Member
2003 IDA, CLS, Education Subcommittee - Chairperson
2002 IDA, CLS, Education Subcommittee - Member
2001 IDA, CLS, Education Subcommittee - Member
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